Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 51-60 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Silver Lake Alpine II (Offshore), L.P.	1808946	07/22/2021	D/A	Indefinite	$872,061,792
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Intermediate Fund Ltd.	1549887	08/10/2017	D/A	Indefinite	$870,054,027
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Fund Ltd.	1549888	08/10/2017	D/A	Indefinite	$870,054,027
UBS FINANCIAL SERVICES INC.	8174	Abbey Capital Multi Manager Fund Ltd	1395520	06/22/2023	D/A	Indefinite	$867,989,416
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	10/21/2022	D/A	Indefinite	$860,844,966
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/17/2014	D/A	Indefinite	$855,504,542
UBS FINANCIAL SERVICES INC.	8174	CQS Directional Opportunities Feeder Fund, LP	1537124	01/20/2023	D/A	Indefinite	$848,859,732
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/03/2015	D/A	Indefinite	$847,308,141
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	04/28/2016	D/A	Indefinite	$847,239,038
UBS FINANCIAL SERVICES INC.	8174	CQS Directional Opportunities Feeder Fund, LP	1537124	01/21/2022	D/A	Indefinite	$842,859,732

1,174 Results

<
1
...
4
5
6
7
8
...
118
>