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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 581-590 out of 1,174 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Marcy Venture Partners Culture Fund II, L.P.186742710/26/2021D/A$325,782,653$325,782,653
UBS FINANCIAL SERVICES INC.8174Tiger Legatus Partners, LP147489303/17/2017D/AIndefinite$325,485,366
UBS FINANCIAL SERVICES INC.8174AAA Energy Opportunities Fund LLC152900411/18/2014D/AIndefinite$325,110,960
UBS FINANCIAL SERVICES INC.8174AAA Energy Opportunities Fund LLC152900411/18/2013D/AIndefinite$322,481,493
UBS FINANCIAL SERVICES INC.8174Halcyon Enhanced LP131342403/13/2009D/A$1,000,000,000$322,410,000
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND, L.L.C.151797204/11/2014D/AIndefinite$322,260,651
UBS FINANCIAL SERVICES INC.8174Old Kings Capital, L.P.147695601/11/2018D/AIndefinite$321,666,022
UBS FINANCIAL SERVICES INC.8174BlackRock Private Opportunities Fund IV (Cayman), L.P.172627609/16/2019D/AIndefinite$320,275,000
UBS FINANCIAL SERVICES INC.8174AIREX Portfolio V DST191740905/04/2023D/A$320,200,000$320,200,000
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.139503904/20/2017D/AIndefinite$314,969,178

1,174 Results

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