Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 571-580 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Riverview Global Macro Fund LP	1479476	10/06/2017	D/A	Indefinite	$337,059,189
UBS FINANCIAL SERVICES INC.	8174	Cross Shore QP Partners, LP	1276904	03/01/2012	D/A	Indefinite	$336,149,501
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/30/2014	D/A	Indefinite	$336,132,164
UBS FINANCIAL SERVICES INC.	8174	III Fund Ltd.	1469720	02/22/2017	D/A	Indefinite	$334,468,340
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital, L.P.	1476956	01/10/2020	D/A	Indefinite	$333,103,022
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C.	1587485	03/10/2014	D/A	Indefinite	$331,946,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund IV, L.P.	1776686	04/06/2023	D/A	Indefinite	$331,619,520
UBS FINANCIAL SERVICES INC.	8174	Manikay Offshore Fund, Ltd.	1454892	07/15/2015	D/A	Indefinite	$326,939,731
UBS FINANCIAL SERVICES INC.	8174	Oncology Impact Fund 2, L.P.	1817314	11/22/2021	D	Indefinite	$326,820,000
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital, L.P.	1476956	01/11/2019	D/A	Indefinite	$326,131,022

1,174 Results

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