Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 561-570 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Manikay Offshore Fund, Ltd.	1454892	07/15/2016	D/A	Indefinite	$343,251,802
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/27/2014	D/A	Indefinite	$342,234,719
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Partners, LP	1474893	03/19/2018	D/A	Indefinite	$340,758,766
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal New York Opportunities Fund, LP	1685030	09/26/2022	D/A	Indefinite	$340,405,713
UBS FINANCIAL SERVICES INC.	8174	Riverview Global Macro Fund LP	1479476	10/02/2020	D/A	Indefinite	$339,821,755
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	10/09/2014	D/A	Indefinite	$339,782,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	06/01/2021	D/A	Indefinite	$339,220,997
UBS FINANCIAL SERVICES INC.	8174	Riverview Global Macro Fund LP	1479476	10/04/2019	D/A	Indefinite	$338,971,755
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/23/2019	D/A	Indefinite	$338,834,172
UBS FINANCIAL SERVICES INC.	8174	Riverview Global Macro Fund LP	1479476	10/05/2018	D/A	Indefinite	$338,312,030

1,174 Results

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