Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Campbell Multi-Strategy Trust | 1336519 | 03/12/2010 | D/A | Indefinite | $349,513,683 |
| UBS FINANCIAL SERVICES INC. | 8174 | Old Kings Capital, L.P. | 1476956 | 01/08/2021 | D/A | Indefinite | $348,612,446 |
| UBS FINANCIAL SERVICES INC. | 8174 | ALPHAKEYS MILLENNIUM FUND, L.L.C. | 1517972 | 04/16/2015 | D/A | Indefinite | $348,018,151 |
| UBS FINANCIAL SERVICES INC. | 8174 | III Fund Ltd. | 1469720 | 02/22/2018 | D/A | Indefinite | $347,340,926 |
| UBS FINANCIAL SERVICES INC. | 8174 | Cross Shore QP Partners, LP | 1276904 | 03/01/2013 | D/A | Indefinite | $346,524,470 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 03/19/2019 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/23/2019 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/22/2020 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/21/2021 | D/A | Indefinite | $344,835,366 |
| UBS FINANCIAL SERVICES INC. | 8174 | Tiger Legatus Partners, LP | 1474893 | 05/20/2022 | D/A | Indefinite | $344,835,366 |