Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 531-540 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/28/2020	D/A	Indefinite	$367,398,010
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund, LP	1503539	04/14/2011	D/A	$850,000,000	$366,350,000
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Property, LP	1654792	05/08/2017	D/A	Indefinite	$365,000,000
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	03/05/2014	D/A	Indefinite	$364,066,766
UBS FINANCIAL SERVICES INC.	8174	Special Credit Opportunities - Series C	1600954	02/27/2014	D	Indefinite	$362,441,011
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Activist LLC	1387101	05/03/2013	D/A	Indefinite	$360,284,361
UBS FINANCIAL SERVICES INC.	8174	A&Q ACTIVIST FUND LLC	1387101	05/02/2014	D/A	Indefinite	$360,284,361
UBS FINANCIAL SERVICES INC.	8174	UBS Activist Partners, L.L.C.	1387101	12/02/2010	D/A	Indefinite	$358,653,361
UBS FINANCIAL SERVICES INC.	8174	UBS Activist Partners, L.L.C.	1387101	12/02/2009	D/A	Indefinite	$357,578,361
UBS FINANCIAL SERVICES INC.	8174	UBS Activist Partners LLC	1387101	03/11/2009	D/A	Indefinite	$357,278,361

1,174 Results

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