Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 521-530 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	03/05/2013	D/A	Indefinite	$375,895,322
UBS FINANCIAL SERVICES INC.	8174	A&Q Alternative Yield Fund LLC	1800997	02/09/2023	D/A	Indefinite	$374,325,003
UBS FINANCIAL SERVICES INC.	8174	Old Kings Capital, L.P.	1476956	01/07/2022	D/A	Indefinite	$371,927,638
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/28/2020	D/A	Indefinite	$371,676,085
UBS FINANCIAL SERVICES INC.	8174	Cross Shore QP Partners, LP	1276904	02/26/2014	D/A	Indefinite	$371,172,682
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Activist L.L.C.	1387101	12/01/2011	D/A	Indefinite	$369,713,861
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Activist LLC	1387101	11/30/2012	D/A	Indefinite	$369,713,861
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/16/2015	D/A	Indefinite	$367,877,164
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	10/28/2016	D/A	Indefinite	$367,876,735
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/03/2017	D/A	Indefinite	$367,530,041

1,174 Results

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