Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 10/01/2019 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 09/29/2020 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 09/29/2021 | D/A | Indefinite | $379,730,767 |
| UBS FINANCIAL SERVICES INC. | 8174 | Dillon/Flaherty Partners, L.P. | 1334811 | 03/12/2010 | D/A | Indefinite | $379,651,390 |
| UBS FINANCIAL SERVICES INC. | 8174 | Dillon/Flaherty Partners, L.P. | 1334811 | 03/04/2011 | D/A | Indefinite | $379,651,390 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 12/12/2011 | D/A | Indefinite | $379,651,390 |
| UBS FINANCIAL SERVICES INC. | 8174 | DILLON/FLAHERTY PARTNERS LP | 1334811 | 03/13/2009 | D/A | Indefinite | $379,551,390 |
| UBS FINANCIAL SERVICES INC. | 8174 | Old Kings Capital, L.P. | 1476956 | 01/04/2023 | D/A | Indefinite | $378,917,638 |
| UBS FINANCIAL SERVICES INC. | 8174 | CLEARFORK CAPITAL FUND LLC | 1393065 | 03/05/2013 | D/A | Indefinite | $376,998,712 |
| UBS FINANCIAL SERVICES INC. | 8174 | SUVRETTA OFFSHORE FUND, LTD. | 1557912 | 03/21/2019 | D/A | Indefinite | $376,958,421 |