Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 501-510 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	06/01/2022	D/A	Indefinite	$389,690,472
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV, L.P.	1737866	11/05/2019	D/A	Indefinite	$389,527,219
UBS FINANCIAL SERVICES INC.	8174	Ivory Offshore Optimal Fund, Ltd.	1406184	02/25/2016	D/A	Indefinite	$389,005,290
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/13/2017	D/A	Indefinite	$384,963,897
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	12/12/2012	D/A	Indefinite	$382,874,449
UBS FINANCIAL SERVICES INC.	8174	Carlyle Global Infrastructure Opportunity Fund Access, L.P.	1727920	06/28/2018	D/A	Indefinite	$382,380,000
UBS FINANCIAL SERVICES INC.	8174	UBS International Infrastructure Fund II (C), L.P.	1575222	07/09/2014	D	$2,000,000,000	$379,861,111
UBS FINANCIAL SERVICES INC.	8174	UBS International Infrastructure Fund II (B), L.P.	1575241	07/09/2014	D	$2,000,000,000	$379,861,111
UBS FINANCIAL SERVICES INC.	8174	Black Diamond Ltd.	1460866	03/16/2018	D/A	Indefinite	$379,730,767
UBS FINANCIAL SERVICES INC.	8174	Black Diamond Ltd.	1460866	03/15/2019	D/A	Indefinite	$379,730,767

1,174 Results

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