Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 491-500 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	10/26/2017	D/A	Indefinite	$401,397,161
UBS FINANCIAL SERVICES INC.	8174	Cross Shore QP Partners, LP	1276904	02/24/2015	D/A	Indefinite	$401,243,682
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/15/2016	D/A	Indefinite	$400,512,289
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/16/2015	D/A	Indefinite	$397,927,289
UBS FINANCIAL SERVICES INC.	8174	AG CS Non-U.S. Holdings Fund II, L.P.	1874427	10/17/2022	D/A	Indefinite	$395,870,226
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/15/2011	D/A	Indefinite	$393,629,322
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	04/20/2017	D/A	Indefinite	$393,507,186
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV (Cayman), L.P.	1726276	11/05/2019	D/A	Indefinite	$393,275,000
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INSTITUTIONAL PARTNERS L P	1305570	03/11/2013	D/A	Indefinite	$392,326,474
UBS FINANCIAL SERVICES INC.	8174	Ivory Offshore Optimal Fund, Ltd.	1406184	02/24/2017	D/A	Indefinite	$391,756,427

1,174 Results

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