Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 481-490 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/20/2017	D/A	Indefinite	$410,311,824
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	03/05/2015	D/A	Indefinite	$408,879,555
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	04/17/2015	D/A	Indefinite	$407,281,330
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/15/2011	D/A	Indefinite	$406,522,791
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA OFFSHORE FUND, LTD.	1557912	03/20/2020	D/A	Indefinite	$404,208,421
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Strategic Partners VII, L.L.C.	1677486	06/28/2016	D	Indefinite	$403,476,000
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/10/2018	D/A	Indefinite	$403,442,881
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund, Ltd.	1278837	10/23/2020	D/A	Indefinite	$403,369,839
UBS FINANCIAL SERVICES INC.	8174	NB Strategic Co-Investment Cayman Partners III LP	1651225	11/05/2015	D/A	Indefinite	$403,200,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage Ltd	1643061	06/01/2023	D/A	Indefinite	$401,855,170

1,174 Results

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