Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 471-480 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/15/2016	D/A	Indefinite	$416,722,164
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/30/2015	D/A	Indefinite	$416,509,554
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/15/2012	D/A	Indefinite	$416,462,450
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/15/2012	D/A	Indefinite	$416,462,450
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	03/16/2010	D/A	Indefinite	$415,281,363
UBS FINANCIAL SERVICES INC.	8174	Third Point Ultra Onshore LP	1751977	03/14/2022	D/A	Indefinite	$414,691,382
UBS FINANCIAL SERVICES INC.	8174	Ivory Offshore Optimal Fund, Ltd.	1406184	02/13/2018	D/A	Indefinite	$414,554,827
UBS FINANCIAL SERVICES INC.	8174	Pretium Residential Credit Fund II, LP	1816955	05/20/2021	D/A	Indefinite	$414,100,000
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV (Cayman), L.P.	1726276	12/02/2019	D/A	Indefinite	$413,253,580
UBS FINANCIAL SERVICES INC.	8174	Campbell Multi-Strategy Trust	1336519	03/16/2012	D/A	Indefinite	$410,763,117

1,174 Results

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