Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 461-470 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	03/15/2011	D/A	Indefinite	$431,170,501
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/15/2013	D/A	Indefinite	$428,933,350
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth RJ Partners, LP	1501156	10/23/2020	D/A	Indefinite	$428,035,394
UBS FINANCIAL SERVICES INC.	8174	NEW YORK LIFE INSURANCE & ANNUITY CORP	727136	03/08/2019	D/A	Indefinite	$427,882,618
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND, L.L.C.	1517972	04/15/2016	D/A	Indefinite	$427,758,151
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL PARTNERS, L.P.	1460094	04/09/2014	D/A	Indefinite	$420,400,000
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/06/2014	D/A	Indefinite	$418,043,443
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Multi-Strategy Alpha WM LLC	1403972	03/30/2012	D/A	Indefinite	$418,032,667
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C.	1395039	04/24/2019	D/A	Indefinite	$417,922,595
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	02/24/2011	D/A	Indefinite	$416,732,463

1,174 Results

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