Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 451-460 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	HNW PPVUL Series Account - 1	1537090	10/24/2022	D/A	Indefinite	$440,323,580
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/03/2018	D/A	Indefinite	$439,772,896
UBS FINANCIAL SERVICES INC.	8174	1992 Multi-Strategy Institutional Fund, Ltd.	1517923	09/18/2018	D/A	Indefinite	$439,543,374
UBS FINANCIAL SERVICES INC.	8174	Highbridge Multi-Strategy Institutional Fund, Ltd.	1517923	04/18/2019	D/A	Indefinite	$439,543,374
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/28/2016	D/A	Indefinite	$438,995,037
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/06/2015	D/A	Indefinite	$438,288,149
UBS FINANCIAL SERVICES INC.	8174	Halcyon Partners LP	1313424	03/12/2010	D/A	Indefinite	$435,000,000
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2014	D/A	Indefinite	$434,853,767
UBS FINANCIAL SERVICES INC.	8174	Campbell Multi-Strategy Trust	1336519	03/08/2013	D/A	Indefinite	$433,569,486
UBS FINANCIAL SERVICES INC.	8174	LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z	1257734	12/11/2015	D	Indefinite	$431,234,273

1,174 Results

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