Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 441-450 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	02/24/2012	D/A	Indefinite	$446,793,863
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/23/2019	D/A	Indefinite	$445,543,240
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/20/2018	D/A	Indefinite	$445,530,682
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/11/2017	D/A	Indefinite	$445,107,123
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/31/2020	D/A	Indefinite	$444,547,816
UBS FINANCIAL SERVICES INC.	8174	Dollar Senior Loan Offshore Fund, Ltd.	1592923	03/23/2018	D/A	Indefinite	$443,851,057
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/19/2018	D/A	Indefinite	$442,861,824
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/11/2016	D/A	Indefinite	$442,112,513
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/16/2015	D/A	Indefinite	$442,027,672
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	09/14/2011	D/A	Indefinite	$441,884,670

1,174 Results

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