Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Dollar Senior Loan Offshore Fund, Ltd. | 1592923 | 03/21/2019 | D/A | Indefinite | $455,581,057 |
| UBS FINANCIAL SERVICES INC. | 8174 | Ivory Optimal Fund, L.P. | 1327605 | 02/25/2016 | D/A | Indefinite | $454,538,298 |
| UBS FINANCIAL SERVICES INC. | 8174 | ALPHAKEYS MILLENNIUM FUND, L.L.C. | 1517972 | 04/20/2017 | D/A | Indefinite | $453,183,151 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 12/12/2013 | D/A | Indefinite | $450,426,991 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 09/13/2012 | D/A | Indefinite | $449,926,991 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB Diversified Arbitrage Fund II L.P. | 1323454 | 12/12/2012 | D/A | Indefinite | $449,926,991 |
| UBS FINANCIAL SERVICES INC. | 8174 | NESTOR PARTNERS | 888471 | 03/14/2016 | D/A | Indefinite | $448,315,061 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/11/2018 | D/A | Indefinite | $448,107,123 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/16/2018 | D/A | Indefinite | $448,107,123 |
| UBS FINANCIAL SERVICES INC. | 8174 | Manikay Onshore Fund, LP | 1443464 | 07/15/2014 | D/A | Indefinite | $447,242,570 |