Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 421-430 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/26/2021	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/28/2022	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2017	D/A	Indefinite	$463,400,061
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/27/2017	D/A	Indefinite	$463,320,630
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Multi-Strategy Alpha Ltd	1403975	03/14/2012	D/A	Indefinite	$459,256,986
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/14/2016	D/A	Indefinite	$458,703,777
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/14/2016	D/A	Indefinite	$458,703,777
UBS FINANCIAL SERVICES INC.	8174	NFP Continuation Partners, LP	1972167	04/18/2023	D	Indefinite	$457,376,596
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Debt, LP	1654834	01/12/2016	D/A	Indefinite	$457,160,000
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital International, Ltd.	1361128	03/10/2010	D/A	Indefinite	$455,822,678

1,174 Results

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