Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 411-420 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Ivory Optimal Fund, L.P.	1327605	02/24/2017	D/A	Indefinite	$472,425,551
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/11/2019	D/A	Indefinite	$472,142,213
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha WM II LLC	1663964	02/16/2022	D/A	Indefinite	$471,790,147
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Opportunistic Fund LP	1354018	09/04/2014	D/A	Indefinite	$471,289,009
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital International, Ltd.	1361128	08/24/2010	D/A	Indefinite	$470,880,677
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	08/04/2021	D/A	Indefinite	$469,595,403
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV, L.P.	1737866	12/02/2019	D/A	Indefinite	$469,387,219
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	03/05/2014	D/A	Indefinite	$469,122,920
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/24/2019	D/A	Indefinite	$467,611,824
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND III, L.L.C.	1557747	04/30/2020	D/A	Indefinite	$467,611,824

1,174 Results

<
1
...
40
41
42
43
44
...
118
>