Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 401-410 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Blackstone Strategic Alliance Offshore Fund II Ltd.	1492301	01/26/2011	D/A	$482,000,000	$482,000,000
UBS FINANCIAL SERVICES INC.	8174	Candlewood Structured Credit Harvest Fund, LP	1555231	08/15/2016	D/A	Indefinite	$480,339,919
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/14/2020	D/A	Indefinite	$480,156,676
UBS FINANCIAL SERVICES INC.	8174	Crestline Partners, L.P.	1061335	03/05/2010	D/A	Indefinite	$478,125,404
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/18/2017	D/A	Indefinite	$477,969,525
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital International, Ltd.	1361128	03/10/2011	D/A	Indefinite	$477,769,678
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/15/2016	D/A	Indefinite	$477,074,354
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/12/2014	D/A	Indefinite	$476,974,354
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund II L.P.	1323454	12/14/2015	D/A	Indefinite	$476,974,354
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Multi-Strategy Alpha LLC	1118319	03/12/2012	D/A	Indefinite	$474,599,966

1,174 Results

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