Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 391-400 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	LDR Preferred Income Fund, LLC	1466409	07/20/2022	D/A	Indefinite	$491,084,737
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND, L.L.C.	1517972	04/19/2018	D/A	Indefinite	$489,741,279
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	03/14/2014	D/A	Indefinite	$487,896,232
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2019	D/A	Indefinite	$487,621,711
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/26/2017	D/A	Indefinite	$486,018,919
UBS FINANCIAL SERVICES INC.	8174	Candlewood Structured Credit Harvest Fund, LP	1555231	08/14/2017	D/A	Indefinite	$485,591,335
UBS FINANCIAL SERVICES INC.	8174	Medalist Partners Harvest Fund, LP	1555231	08/15/2018	D/A	Indefinite	$485,591,335
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal California Opportunities Fund, L.P.	1641693	05/04/2018	D/A	Indefinite	$485,525,856
UBS FINANCIAL SERVICES INC.	8174	DOUBLE BLACK DIAMOND, L.P.	1056352	03/14/2013	D/A	Indefinite	$485,208,040
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/14/2018	D/A	Indefinite	$483,411,711

1,174 Results

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