Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/07/2015	D/A	Indefinite	$928,041,055
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/03/2016	D/A	Indefinite	$927,681,000
UBS FINANCIAL SERVICES INC.	8174	PAULSON PARTNERS LP	1010291	03/17/2016	D/A	Indefinite	$925,801,744
UBS FINANCIAL SERVICES INC.	8174	Manikay Onshore Fund, LP	1443464	01/17/2020	D/A	Indefinite	$920,112,169
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/03/2023	D/A	Indefinite	$911,376,441
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/12/2022	D/A	Indefinite	$908,876,441
UBS FINANCIAL SERVICES INC.	8174	Third Point Ultra Onshore LP	1751977	03/15/2023	D/A	Indefinite	$907,317,483
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	02/28/2020	D/A	Indefinite	$905,897,689
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Intermediate Fund Ltd.	1549887	08/10/2018	D/A	Indefinite	$901,614,027
UBS FINANCIAL SERVICES INC.	8174	SPF Securitized Products Fund Ltd.	1549888	08/10/2018	D/A	Indefinite	$901,614,027

1,174 Results

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