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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 371-380 out of 1,174 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Dollar Senior Loan Offshore Fund, Ltd.159292303/20/2020D/AIndefinite$505,831,057
UBS FINANCIAL SERVICES INC.8174NB STRATEGIC CO-INVESTMENT PARTNERS II LP153478601/03/2013D/AIndefinite$505,800,000
UBS FINANCIAL SERVICES INC.8174Pomona Capital VIII (Offshore), L.P.155856210/11/2013D/A$1,300,000,000$503,248,000
UBS FINANCIAL SERVICES INC.8174BLACK DIAMOND PARTNERS, L.P.91321103/16/2016D/AIndefinite$502,528,872
UBS FINANCIAL SERVICES INC.8174SHEFFIELD INTERNATIONAL PARTNERS LTD130557203/11/2014D/AIndefinite$502,070,800
UBS FINANCIAL SERVICES INC.8174Exchange Place: All Cap LP180559603/16/2021D/AIndefinite$500,416,459
UBS FINANCIAL SERVICES INC.8174O'Connor Global Multi-Strategy Alpha LLC111831903/30/2012D/AIndefinite$499,692,746
UBS FINANCIAL SERVICES INC.8174Rialto Real Estate Fund IV - Debt, LP178819009/30/2019DIndefinite$499,685,000
UBS FINANCIAL SERVICES INC.8174Medalist Partners Harvest Fund, LP155523108/14/2019D/AIndefinite$499,493,269
UBS FINANCIAL SERVICES INC.8174Morgan Stanley Opportunistic Fund LP135401809/03/2015D/AIndefinite$497,793,947

1,174 Results

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