Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 361-370 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital, L.P.	1095785	08/24/2010	D/A	Indefinite	$520,875,734
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	08/30/2019	D/A	Indefinite	$520,506,010
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC	1118319	03/29/2013	D/A	Indefinite	$518,242,719
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	08/31/2018	D/A	Indefinite	$515,706,010
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	09/01/2017	D/A	Indefinite	$512,867,209
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	09/01/2017	D/A	Indefinite	$512,867,209
UBS FINANCIAL SERVICES INC.	8174	Campbell Multi-Strategy Trust	1336519	03/17/2015	D/A	Indefinite	$508,641,999
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV (Cayman), L.P.	1726276	12/23/2019	D/A	Indefinite	$508,503,580
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital, L.P.	1095785	03/10/2010	D/A	Indefinite	$508,116,819
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Opportunistic Fund LP	1354018	09/02/2016	D/A	Indefinite	$506,754,758

1,174 Results

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