Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 351-360 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Robeco-Sage Capital, L.P.	1095785	03/10/2011	D/A	Indefinite	$526,453,648
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	08/27/2021	D/A	Indefinite	$526,021,010
UBS FINANCIAL SERVICES INC.	8174	GARGOYLE HEDGED VALUE (QP) FUND, L.P.	1308700	06/18/2018	D/A	Indefinite	$525,991,214
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal High Income Opportunities Fund LP	1840206	01/12/2023	D/A	Indefinite	$524,549,042
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	10/26/2018	D/A	Indefinite	$524,061,936
UBS FINANCIAL SERVICES INC.	8174	AG Energy Partners II, L.P.	1668489	03/02/2018	D/A	Indefinite	$524,000,000
UBS FINANCIAL SERVICES INC.	8174	Candlewood Special Situations Fund, L.P.	1410872	03/21/2017	D/A	Indefinite	$523,980,500
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	08/28/2020	D/A	Indefinite	$523,171,010
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/14/2021	D/A	Indefinite	$521,944,726
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Debt, LP	1654834	03/14/2016	D/A	Indefinite	$521,676,000

1,174 Results

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