Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 341-350 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BlackRock Private Opportunities Fund IV, L.P.	1737866	01/30/2020	D/A	$531,869,546	$531,869,546
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INTERNATIONAL PARTNERS LTD	1305572	03/11/2015	D/A	Indefinite	$531,053,143
UBS FINANCIAL SERVICES INC.	8174	Ivory Optimal Fund, L.P.	1327605	02/13/2018	D/A	Indefinite	$530,697,741
UBS FINANCIAL SERVICES INC.	8174	CLEARFORK CAPITAL FUND LLC	1393065	03/04/2014	D/A	Indefinite	$529,857,067
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Fund LP	1354018	08/26/2022	D/A	Indefinite	$529,191,010
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/19/2018	D/A	Indefinite	$528,010,630
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	03/05/2015	D/A	Indefinite	$527,621,348
UBS FINANCIAL SERVICES INC.	8174	WestCap Strategic Operator Fund II, L.P.	1861991	07/15/2021	D	$2,250,000,000	$527,050,000
UBS FINANCIAL SERVICES INC.	8174	GARGOYLE HEDGED VALUE (QP) FUND, L.P.	1308700	01/16/2020	D/A	Indefinite	$526,840,995
UBS FINANCIAL SERVICES INC.	8174	NESTOR PARTNERS	888471	03/17/2010	D/A	Indefinite	$526,466,363

1,174 Results

<
1
...
33
34
35
36
37
...
118
>