Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 331-340 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	03/14/2013	D/A	Indefinite	$545,204,107
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC	1118319	04/02/2014	D/A	Indefinite	$541,062,719
UBS FINANCIAL SERVICES INC.	8174	AlphaKeys Real Estate Opportunities Fund V, L.L.C.	1635572	08/31/2015	D	$539,585,350	$539,585,350
UBS FINANCIAL SERVICES INC.	8174	DFP FUND, L.P.	1334811	01/18/2022	D/A	Indefinite	$537,211,753
UBS FINANCIAL SERVICES INC.	8174	Medalist Partners Harvest Fund, LP	1555231	08/14/2020	D/A	Indefinite	$536,410,568
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INTERNATIONAL PARTNERS LTD	1305572	03/10/2017	D/A	Indefinite	$535,153,143
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INTERNATIONAL PARTNERS LTD	1305572	03/09/2018	D/A	Indefinite	$535,153,143
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners II, LP	1496174	10/26/2018	D/A	Indefinite	$535,149,919
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INTERNATIONAL PARTNERS LTD	1305572	03/11/2016	D/A	Indefinite	$534,153,143
UBS FINANCIAL SERVICES INC.	8174	KKR Energy Income & Growth Fund II L.P.	1733919	03/14/2019	D/A	Indefinite	$533,545,000

1,174 Results

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