Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth Partners, LP | 1278834 | 10/30/2015 | D/A | Indefinite | $558,699,005 |
| UBS FINANCIAL SERVICES INC. | 8174 | Ares European Real Estate Fund IV, L.P. | 1586431 | 07/07/2014 | D/A | Indefinite | $556,482,500 |
| UBS FINANCIAL SERVICES INC. | 8174 | JAM PARTNERS, L.P. | 944774 | 05/03/2019 | D/A | Indefinite | $554,932,570 |
| UBS FINANCIAL SERVICES INC. | 8174 | DFP FUND, L.P. | 1334811 | 01/13/2023 | D/A | Indefinite | $553,591,930 |
| UBS FINANCIAL SERVICES INC. | 8174 | Medalist Partners Harvest Fund, LP | 1555231 | 08/09/2021 | D/A | Indefinite | $549,904,233 |
| UBS FINANCIAL SERVICES INC. | 8174 | Medalist Partners Harvest Fund, LP | 1555231 | 07/19/2022 | D/A | Indefinite | $549,904,233 |
| UBS FINANCIAL SERVICES INC. | 8174 | Medalist Partners Harvest Fund, LP | 1555231 | 06/23/2023 | D/A | Indefinite | $549,904,233 |
| UBS FINANCIAL SERVICES INC. | 8174 | Alkeon Growth RJ Partners, LP | 1501156 | 10/22/2021 | D/A | Indefinite | $549,054,056 |
| UBS FINANCIAL SERVICES INC. | 8174 | Beldore Capital Fund LLC | 1404013 | 11/02/2011 | D/A | Indefinite | $547,446,268 |
| UBS FINANCIAL SERVICES INC. | 8174 | SUVRETTA OFFSHORE FUND, LTD. | 1557912 | 03/19/2021 | D/A | Indefinite | $546,064,474 |