Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 311-320 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	04/29/2022	D/A	Indefinite	$568,040,518
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	04/30/2021	D/A	Indefinite	$566,132,570
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	07/17/2018	D/A	Indefinite	$565,749,436
UBS FINANCIAL SERVICES INC.	8174	JAM PARTNERS, L.P.	944774	05/01/2020	D/A	Indefinite	$565,632,570
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth RJ Partners, LP	1501156	10/21/2022	D/A	Indefinite	$564,959,056
UBS FINANCIAL SERVICES INC.	8174	NB STRATEGIC CO-INVESTMENT PARTNERS II LP	1534786	02/15/2013	D/A	Indefinite	$564,650,000
UBS FINANCIAL SERVICES INC.	8174	Candlewood Structured Credit Harvest Fund, Ltd	1555443	09/16/2016	D/A	Indefinite	$562,388,585
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	03/14/2014	D/A	Indefinite	$562,068,614
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	04/17/2014	D/A	Indefinite	$562,068,614
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	10/30/2015	D/A	Indefinite	$558,699,005

1,174 Results

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