Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 21-30 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	03/16/2018	D/A	Indefinite	$949,637,998
UBS FINANCIAL SERVICES INC.	8174	Graham Absolute Return Trading Ltd.	1593406	03/30/2017	D	Indefinite	$938,795,117
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/16/2018	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	03/15/2019	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	10/01/2019	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND RELATIVE VALUE LTD.	1460819	09/29/2020	D/A	Indefinite	$937,100,580
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA PARTNERS, LP	1557898	03/21/2019	D/A	Indefinite	$935,767,427
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.	1593947	11/13/2014	D/A	Indefinite	$934,744,200
UBS FINANCIAL SERVICES INC.	8174	PAULSON PARTNERS LP	1010291	03/17/2017	D/A	Indefinite	$929,602,451
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/02/2015	D/A	Indefinite	$928,041,055

1,174 Results

<
1
2
3
4
5
...
118
>