Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 281-290 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA OFFSHORE FUND, LTD.	1557912	06/13/2023	D/A	Indefinite	$618,877,967
UBS FINANCIAL SERVICES INC.	8174	SUVRETTA OFFSHORE FUND, LTD.	1557912	08/25/2022	D/A	Indefinite	$618,777,967
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	02/12/2010	D/A	Indefinite	$618,609,991
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund II LLC	1360987	02/09/2011	D/A	Indefinite	$618,376,538
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/26/2019	D/A	Indefinite	$618,366,380
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC	1118319	04/02/2015	D/A	Indefinite	$616,347,101
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FEEDER FUND III, L.P.	1593947	07/15/2014	D/A	Indefinite	$612,850,000
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	03/29/2013	D/A	Indefinite	$612,013,500
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	10/25/2019	D/A	Indefinite	$611,397,019
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/28/2013	D/A	Indefinite	$604,265,461

1,174 Results

<
1
...
27
28
29
30
31
...
118
>