Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 261-270 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha LLC	1118319	05/22/2017	D/A	Indefinite	$630,272,115
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC	1118319	04/04/2017	D/A	Indefinite	$630,272,115
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha LLC	1118319	05/22/2018	D/A	Indefinite	$630,272,115
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha LLC	1118319	03/01/2019	D/A	Indefinite	$630,272,115
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha LLC	1118319	02/28/2020	D/A	Indefinite	$630,272,115
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha LLC	1118319	03/01/2021	D/A	Indefinite	$630,272,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/23/2019	D/A	Indefinite	$628,151,431
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND II, L.L.C.	1519810	04/30/2020	D/A	Indefinite	$626,367,918
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/20/2018	D/A	Indefinite	$625,983,931
UBS FINANCIAL SERVICES INC.	8174	O'Connor Global Fundamental Market Neutral Long Short LLC	1459082	03/30/2012	D/A	Indefinite	$625,848,361

1,174 Results

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