Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 241-250 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Merger Arbitrage LLC	1643062	03/01/2019	D/A	Indefinite	$638,404,833
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC	1459082	03/29/2013	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/02/2014	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/02/2015	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/07/2015	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/07/2016	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC	1459082	04/05/2017	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	07/12/2017	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	07/12/2018	D/A	Indefinite	$638,003,361
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Fundamental Market Neutral Long Short LLC	1459082	03/01/2019	D/A	Indefinite	$638,003,361

1,174 Results

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