Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 221-230 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	01/28/2015	D/A	Indefinite	$658,914,132
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND LP	901259	04/02/2021	D/A	Indefinite	$657,779,097
UBS FINANCIAL SERVICES INC.	8174	Halcyon Partners LP	1313424	03/11/2011	D	Indefinite	$657,100,000
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Overseas Fund, Ltd.	1509622	06/24/2015	D/A	Indefinite	$656,413,719
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	01/28/2014	D/A	Indefinite	$656,259,132
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	04/18/2016	D/A	Indefinite	$655,932,668
UBS FINANCIAL SERVICES INC.	8174	SILVER CREEK EARLY ADVANTAGE FUND LP	1329649	03/13/2009	D/A	Indefinite	$655,865,223
UBS FINANCIAL SERVICES INC.	8174	LINDEN INTERNATIONAL LTD	1459473	09/04/2020	D/A	Indefinite	$653,571,876
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/25/2012	D/A	Indefinite	$651,250,682
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	01/28/2013	D/A	Indefinite	$650,999,132

1,174 Results

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