Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 211-220 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS LP	1029788	03/15/2013	D/A	Indefinite	$667,436,255
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/28/2015	D/A	Indefinite	$666,077,198
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/28/2016	D/A	Indefinite	$666,077,198
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD	1403975	04/05/2017	D/A	Indefinite	$665,436,631
UBS FINANCIAL SERVICES INC.	8174	PEAK6 Achievement Fund LLC	1557548	09/09/2013	D/A	Indefinite	$664,989,500
UBS FINANCIAL SERVICES INC.	8174	Exchange Place LP	1623075	10/26/2016	D/A	Indefinite	$664,746,790
UBS FINANCIAL SERVICES INC.	8174	Clearisle Capital Fund LLC	1787424	09/15/2020	D/A	Indefinite	$662,626,385
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	02/25/2013	D/A	Indefinite	$660,630,913
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund IV, L.P.	1776686	04/02/2021	D/A	Indefinite	$660,060,000
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	01/28/2016	D/A	Indefinite	$659,759,132

1,174 Results

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