Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 201-210 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/24/2012	D/A	Indefinite	$671,101,583
UBS FINANCIAL SERVICES INC.	8174	Pomona Capital VIII (Offshore), L.P.	1558562	04/30/2014	D/A	$1,758,240,384	$670,598,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	02/28/2020	D/A	Indefinite	$670,336,631
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	05/22/2018	D/A	Indefinite	$670,236,631
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	03/01/2019	D/A	Indefinite	$670,236,631
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	05/22/2017	D/A	Indefinite	$669,736,631
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	02/24/2012	D/A	Indefinite	$669,241,006
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	09/14/2011	D/A	Indefinite	$668,940,930
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	03/15/2011	D/A	Indefinite	$668,739,570
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	03/16/2010	D/A	Indefinite	$668,030,007

1,174 Results

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