Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 191-200 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Medalist Partners Harvest Fund, Ltd	1555443	09/19/2018	D/A	Indefinite	$677,315,931
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund LLC	1318245	01/27/2017	D/A	Indefinite	$676,427,198
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	03/01/2022	D/A	Indefinite	$676,109,328
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/12/2014	D/A	Indefinite	$676,008,874
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/14/2015	D/A	Indefinite	$676,008,874
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/15/2016	D/A	Indefinite	$676,008,874
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	03/01/2021	D/A	Indefinite	$674,786,328
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/12/2013	D/A	Indefinite	$672,087,629
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/12/2012	D/A	Indefinite	$671,437,629
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	09/13/2012	D/A	Indefinite	$671,414,381

1,174 Results

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