Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 11-20 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	MacKay Municipal California Opportunities Fund, L.P.	1641693	05/04/2022	D/A	Indefinite	$967,018,405
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	03/15/2019	D/A	Indefinite	$961,243,871
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	10/01/2019	D/A	Indefinite	$961,243,871
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	09/29/2020	D/A	Indefinite	$961,243,871
UBS FINANCIAL SERVICES INC.	8174	BLACK DIAMOND PARTNERS, L.P.	913211	09/29/2021	D/A	Indefinite	$961,243,871
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND, L.L.C.	1517972	04/26/2021	D/A	Indefinite	$957,563,767
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND, L.L.C.	1517972	04/28/2022	D/A	Indefinite	$957,563,767
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth PW Partners, LP	1501157	10/23/2020	D/A	Indefinite	$957,543,606
UBS FINANCIAL SERVICES INC.	8174	Blackstone Strategic Alliance Fund II L.P.	1482785	01/26/2011	D/A	$952,175,000	$952,175,000
UBS FINANCIAL SERVICES INC.	8174	H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P.	1760946	11/02/2021	D/A	Indefinite	$949,940,181

1,174 Results

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