Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 181-190 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	07/19/2011	D/A	Indefinite	$690,596,132
UBS FINANCIAL SERVICES INC.	8174	Abbey Capital Multi Manager Fund Ltd	1395520	06/26/2014	D/A	Indefinite	$690,483,381
UBS FINANCIAL SERVICES INC.	8174	Strategic Commodities Fund Ltd	1331180	01/27/2017	D/A	Indefinite	$690,265,511
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/09/2015	D/A	Indefinite	$687,348,513
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/16/2015	D/A	Indefinite	$687,348,513
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND, L.L.C.	1517972	04/24/2019	D/A	Indefinite	$686,989,597
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha Ltd	1403975	03/01/2023	D/A	Indefinite	$683,709,328
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Fund L.P.	1216245	12/18/2017	D/A	Indefinite	$677,960,559
UBS FINANCIAL SERVICES INC.	8174	Candlewood Structured Credit Harvest Fund, Ltd	1555443	09/15/2017	D/A	Indefinite	$677,315,931
UBS FINANCIAL SERVICES INC.	8174	Candlewood Structured Credit Harvest Fund, Ltd	1555443	09/15/2017	D/A	Indefinite	$677,315,931

1,174 Results

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