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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 151-160 out of 1,174 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174KKR Global Impact Fund SCSp174155712/06/2019D/AIndefinite$727,518,000
UBS FINANCIAL SERVICES INC.8174SPF Securitized Products Fund L.P.154988508/10/2017D/AIndefinite$726,565,958
UBS FINANCIAL SERVICES INC.8174SHEFFIELD INSTITUTIONAL PARTNERS L P130557003/11/2014D/AIndefinite$725,339,155
UBS FINANCIAL SERVICES INC.8174LOCUST WOOD CAPITAL LP117806303/16/2016D/AIndefinite$721,152,471
UBS FINANCIAL SERVICES INC.8174AG Energy Credit Opportunities Fund IV, L.P.177668604/04/2022D/AIndefinite$720,912,000
UBS FINANCIAL SERVICES INC.8174ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.152152904/30/2020D/AIndefinite$720,291,380
UBS FINANCIAL SERVICES INC.8174Solus Long-Term Opportunities Evergreen Fund LP173893710/08/2021D/AIndefinite$718,310,494
UBS FINANCIAL SERVICES INC.8174Solus Long-Term Opportunities Evergreen Fund LP173893710/07/2022D/AIndefinite$718,310,494
UBS FINANCIAL SERVICES INC.8174Solus Long-Term Opportunities Evergreen Fund LP173893710/09/2020D/AIndefinite$718,210,494
UBS FINANCIAL SERVICES INC.8174CQS Directional Opportunities Feeder Fund Ltd151473401/22/2021D/AIndefinite$716,644,909

1,174 Results

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