Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 141-150 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Abbey Capital Multi Manager Fund Ltd	1395520	06/26/2015	D/A	Indefinite	$735,198,193
UBS FINANCIAL SERVICES INC.	8174	Medalist Partners Harvest Fund, Ltd	1555443	09/21/2018	D/A	Indefinite	$734,727,176
UBS FINANCIAL SERVICES INC.	8174	Dollar Senior Loan Fund, Ltd.	1460758	03/24/2017	D/A	Indefinite	$733,102,922
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2016	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2017	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2018	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/21/2019	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	YORK SELECT UNIT TRUST	1461069	03/23/2020	D/A	Indefinite	$731,564,530
UBS FINANCIAL SERVICES INC.	8174	Rialto Real Estate Fund III - Debt, LP	1654834	07/29/2016	D/A	Indefinite	$729,509,000
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC	1403972	04/02/2014	D/A	Indefinite	$728,635,509

1,174 Results

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