Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 131-140 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Partners, LP	1278834	10/26/2017	D/A	Indefinite	$753,143,669
UBS FINANCIAL SERVICES INC.	8174	PRISMA SPECTRUM FUND LP	1327498	02/25/2014	D/A	Indefinite	$752,972,803
UBS FINANCIAL SERVICES INC.	8174	Candlewood Special Situations Fund, Ltd.	1461496	03/21/2017	D/A	Indefinite	$751,194,424
UBS FINANCIAL SERVICES INC.	8174	Dollar Senior Loan Fund, Ltd.	1460758	03/23/2018	D/A	Indefinite	$746,852,922
UBS FINANCIAL SERVICES INC.	8174	Axonic Credit Opportunities Fund, LP	1509621	04/29/2015	D/A	Indefinite	$744,700,038
UBS FINANCIAL SERVICES INC.	8174	TCV XII (A), L.P.	1912094	06/12/2023	D/A	Indefinite	$742,800,000
UBS FINANCIAL SERVICES INC.	8174	CQS Directional Opportunities Feeder Fund Ltd	1514734	01/20/2023	D/A	Indefinite	$738,449,909
UBS FINANCIAL SERVICES INC.	8174	CQS Directional Opportunities Feeder Fund Ltd	1514734	01/21/2022	D/A	Indefinite	$737,769,909
UBS FINANCIAL SERVICES INC.	8174	H.I.G. WHITEHORSE PRINCIPAL LENDING FUND, L.P.	1760946	12/23/2019	D/A	Indefinite	$737,590,181
UBS FINANCIAL SERVICES INC.	8174	LINDEN INTERNATIONAL LTD	1459473	09/03/2021	D/A	Indefinite	$735,208,845

1,174 Results

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