Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 111-120 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD INSTITUTIONAL PARTNERS L P	1305570	03/11/2015	D/A	Indefinite	$778,094,728
UBS FINANCIAL SERVICES INC.	8174	Abbey Capital Multi Manager Fund Ltd	1395520	06/27/2016	D/A	Indefinite	$776,175,966
UBS FINANCIAL SERVICES INC.	8174	Medalist Partners Harvest Fund, Ltd	1555443	05/12/2020	D/A	Indefinite	$774,465,177
UBS FINANCIAL SERVICES INC.	8174	Prisma Spectrum Fund Ltd	1460067	02/25/2013	D/A	Indefinite	$774,438,106
UBS FINANCIAL SERVICES INC.	8174	Amber Global Opportunities Fund Ltd.	1458005	08/16/2013	D/A	Indefinite	$770,302,000
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/26/2021	D/A	Indefinite	$768,474,630
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	04/28/2022	D/A	Indefinite	$768,474,630
UBS FINANCIAL SERVICES INC.	8174	Ares European Real Estate Fund IV, L.P.	1586431	08/28/2014	D/A	Indefinite	$767,062,500
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/16/2020	D/A	Indefinite	$766,276,223
UBS FINANCIAL SERVICES INC.	8174	Gavea Fund (US) L.P.	1492042	01/14/2021	D/A	Indefinite	$766,276,223

1,174 Results

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