Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,161-1,170 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	09/01/2017	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/31/2018	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/30/2019	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/28/2020	D/A	Indefinite	$101,335,470
UBS FINANCIAL SERVICES INC.	8174	AQR DELPHI LONG-SHORT EQUITY OFFSHORE FUND, L.P.	1779468	02/10/2022	D/A	Indefinite	$101,298,620
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/24/2014	D/A	Indefinite	$100,944,980
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital, L.P.	1300407	12/27/2018	D/A	Indefinite	$100,445,460
UBS FINANCIAL SERVICES INC.	8174	AG SUPER FUND INTERNATIONAL LTD	1014422	04/12/2023	D/A	Indefinite	$100,285,851
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Liquid Markets Fund II-Private Investors L P	1293727	04/30/2015	D/A	Indefinite	$100,000,000
UBS FINANCIAL SERVICES INC.	8174	Riverview Liquid Markets Fund II - Private Investors LP	1293727	03/28/2016	D/A	Indefinite	$100,000,000

1,174 Results

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