Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,151-1,160 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	05/29/2019	D/A	Indefinite	$102,621,220
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	11/15/2011	D/A	Indefinite	$102,036,811
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	05/22/2018	D/A	Indefinite	$101,791,220
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 Global Multi-Strategy Alpha II Ltd	1502315	03/01/2019	D/A	Indefinite	$101,791,220
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/11/2012	D/A	Indefinite	$101,565,081
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/27/2021	D/A	Indefinite	$101,535,470
UBS FINANCIAL SERVICES INC.	8174	Riverview Opportunistic Cayman Fund SPC	1376367	08/26/2022	D/A	Indefinite	$101,535,470
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies LLC	1521518	07/12/2013	D/A	Indefinite	$101,485,929
UBS FINANCIAL SERVICES INC.	8174	LyonRoss Partners Fund L.P.	1385344	01/26/2015	D/A	Indefinite	$101,444,980
UBS FINANCIAL SERVICES INC.	8174	Morgan Stanley Opportunistic Cayman Fund SPC	1376367	09/02/2016	D/A	Indefinite	$101,335,470

1,174 Results

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