Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD PARTNERS L P | 1221903 | 03/11/2013 | D/A | Indefinite | $103,984,713 |
| UBS FINANCIAL SERVICES INC. | 8174 | Nineteen77 Global Multi-Strategy Alpha II Ltd | 1502315 | 05/29/2020 | D/A | Indefinite | $103,751,220 |
| UBS FINANCIAL SERVICES INC. | 8174 | LyonRoss Partners Fund L.P. | 1385344 | 01/15/2019 | D/A | Indefinite | $103,569,980 |
| UBS FINANCIAL SERVICES INC. | 8174 | LyonRoss Partners Fund L.P. | 1385344 | 01/16/2020 | D/A | Indefinite | $103,569,980 |
| UBS FINANCIAL SERVICES INC. | 8174 | NB STRATEGIC CO-INVESTMENT PARTNERS II-B LP | 1549285 | 02/15/2013 | D/A | Indefinite | $103,129,600 |
| UBS FINANCIAL SERVICES INC. | 8174 | Crestline Plus, L.P. | 1200426 | 03/05/2010 | D/A | Indefinite | $103,086,782 |
| UBS FINANCIAL SERVICES INC. | 8174 | LyonRoss Partners Fund L.P. | 1385344 | 01/28/2016 | D/A | Indefinite | $103,069,980 |
| UBS FINANCIAL SERVICES INC. | 8174 | LyonRoss Partners Fund L.P. | 1385344 | 01/24/2017 | D/A | Indefinite | $103,069,980 |
| UBS FINANCIAL SERVICES INC. | 8174 | LyonRoss Partners Fund L.P. | 1385344 | 01/18/2018 | D/A | Indefinite | $103,069,980 |
| UBS FINANCIAL SERVICES INC. | 8174 | CORSAIR SELECT LP | 1456208 | 03/15/2011 | D/A | Indefinite | $102,774,044 |