Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,131-1,140 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Ares High Income Credit Opportunities Fund, L.P.	1673174	04/29/2016	D	$200,000,000	$104,965,000
UBS FINANCIAL SERVICES INC.	8174	KKR North America Fund XIII Private Investors (Direct) L.P.	1853690	02/08/2022	D/A	Indefinite	$104,908,000
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/14/2018	D/A	Indefinite	$104,635,794
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/14/2019	D/A	Indefinite	$104,635,794
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/16/2020	D/A	Indefinite	$104,635,794
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/17/2021	D/A	Indefinite	$104,635,794
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/16/2022	D/A	Indefinite	$104,635,794
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Fund, L.P.	1640920	06/20/2023	D/A	Indefinite	$104,635,794
UBS FINANCIAL SERVICES INC.	8174	UBS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C.	1407149	12/02/2009	D/A	Indefinite	$104,108,842
UBS FINANCIAL SERVICES INC.	8174	Tiger Legatus Offshore Fund, Ltd.	1522194	03/19/2015	D/A	Indefinite	$104,072,432

1,174 Results

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