Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 1,111-1,120 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	Ellington Private Opportunities Partners II LP	1743897	06/12/2019	D/A	Indefinite	$109,950,000
UBS FINANCIAL SERVICES INC.	8174	III Fund Ltd.	1469720	08/06/2009	D	Indefinite	$109,578,922
UBS FINANCIAL SERVICES INC.	8174	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE OFFSHORE FUND	1553971	03/23/2016	D/A	Indefinite	$109,051,222
UBS FINANCIAL SERVICES INC.	8174	BROOKFIELD GLOBAL LISTED INFRASTRUCTURE OFFSHORE FUND	1553971	03/24/2017	D/A	Indefinite	$109,051,222
UBS FINANCIAL SERVICES INC.	8174	CORSAIR SELECT LP	1456208	03/15/2012	D/A	Indefinite	$108,604,044
UBS FINANCIAL SERVICES INC.	8174	Avenue Aviation Opportunities Fund, L.P.	1662578	01/06/2016	D	Indefinite	$108,600,000
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD PARTNERS L P	1221903	03/11/2016	D/A	Indefinite	$108,301,803
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD PARTNERS L P	1221903	03/10/2017	D/A	Indefinite	$108,301,803
UBS FINANCIAL SERVICES INC.	8174	KKR Health Care Strategic Growth Fund II (Ontario) L.P.	1832291	02/11/2022	D/A	$108,250,000	$108,250,000
UBS FINANCIAL SERVICES INC.	8174	UBS MILLENNIUM FUND (OFFSHORE), LTD.	1521529	12/15/2011	D/A	Indefinite	$108,211,811

1,174 Results

<
1
...
110
111
112
113
114
...
118
>