Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,101-1,110 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	SHEFFIELD PARTNERS L P	1221903	03/09/2018	D/A	Indefinite	$114,501,802
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	06/16/2011	D/A	Indefinite	$114,479,628
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	09/09/2021	D/A	Indefinite	$114,240,091
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	08/12/2021	D/A	Indefinite	$113,220,091
UBS FINANCIAL SERVICES INC.	8174	Cortex Global Fund, LP	1574664	04/06/2015	D/A	Indefinite	$112,160,593
UBS FINANCIAL SERVICES INC.	8174	Braeside Capital II, L.P.	1501561	01/13/2014	D/A	Indefinite	$111,773,535
UBS FINANCIAL SERVICES INC.	8174	A&Q Neutral Alpha Strategies Ltd	1276988	12/17/2018	D/A	Indefinite	$110,669,871
UBS FINANCIAL SERVICES INC.	8174	CCI HEALTHCARE PARTNERS, L.P.	1180853	05/12/2014	D/A	Indefinite	$110,630,928
UBS FINANCIAL SERVICES INC.	8174	Cortex Global Fund, LP	1574664	04/17/2014	D/A	Indefinite	$110,556,817
UBS FINANCIAL SERVICES INC.	8174	Cavendish Futures Fund LLC	1562622	03/03/2015	D/A	Indefinite	$110,508,934

1,174 Results

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