Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion

Sort by:

Displaying 1,091-1,100 out of 1,174 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	O'CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD	1403973	03/14/2013	D/A	Indefinite	$116,327,769
UBS FINANCIAL SERVICES INC.	8174	AQR TAX-AWARE DELPHI LONG SHORT EQUITY FUND, LLC	1767006	11/12/2021	D/A	Indefinite	$115,760,864
UBS FINANCIAL SERVICES INC.	8174	STRATEGIC VALUE SPECIAL SITUATIONS FUND III, L.P.	1593943	07/15/2014	D/A	Indefinite	$115,599,000
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	09/13/2012	D/A	Indefinite	$115,042,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/12/2012	D/A	Indefinite	$115,042,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/12/2013	D/A	Indefinite	$115,042,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	05/30/2012	D/A	Indefinite	$114,988,115
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	12/01/2011	D/A	Indefinite	$114,823,092
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	02/24/2012	D/A	Indefinite	$114,823,092
UBS FINANCIAL SERVICES INC.	8174	NB Diversified Arbitrage Pension Fund Ltd.	1460028	09/14/2011	D/A	Indefinite	$114,623,092

1,174 Results

<
1
...
108
109
110
111
112
...
118
>