Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 8174 | LINDEN INTERNATIONAL LTD | 1459473 | 09/06/2019 | D/A | Indefinite | $796,943,000 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL LP | 1178063 | 03/18/2019 | D/A | Indefinite | $795,206,359 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD INSTITUTIONAL PARTNERS L P | 1305570 | 03/10/2017 | D/A | Indefinite | $793,399,728 |
| UBS FINANCIAL SERVICES INC. | 8174 | SHEFFIELD INSTITUTIONAL PARTNERS L P | 1305570 | 03/11/2016 | D/A | Indefinite | $791,899,728 |
| UBS FINANCIAL SERVICES INC. | 8174 | Halcyon Partners LP | 1313424 | 01/10/2013 | D/A | Indefinite | $791,215,972 |
| UBS FINANCIAL SERVICES INC. | 8174 | Black Diamond Ltd. | 1460866 | 03/14/2014 | D/A | Indefinite | $788,516,747 |
| UBS FINANCIAL SERVICES INC. | 8174 | Strategic Commodities Fund LLC | 1318245 | 01/26/2018 | D/A | Indefinite | $786,427,198 |
| UBS FINANCIAL SERVICES INC. | 8174 | LOCUST WOOD CAPITAL LP | 1178063 | 03/16/2018 | D/A | Indefinite | $785,106,609 |
| UBS FINANCIAL SERVICES INC. | 8174 | LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z | 1257734 | 12/14/2016 | D | Indefinite | $782,687,990 |
| UBS FINANCIAL SERVICES INC. | 8174 | Halcyon Partners LP | 1313424 | 08/03/2012 | D/A | Indefinite | $778,209,036 |